Chapter 6 (Nationality) Notes of Public International Law
Meaning and Importance
Nationality
is a legal and political bond between an individual and a state, granting the
individual rights, responsibilities, and protection under international law. It
establishes identity, legal status, and a sense of belonging. The concept of
nationality is essential in determining an individual's rights, obligations,
and legal standing within a state and in the international community.
The
term ‘nationality’ is derived from the Latin word 'natio,' meaning birth or
tribe. While often used interchangeably with citizenship, nationality
encompasses broader aspects, including legal, political, and social connections
between an individual and a state.
Definition of
Nationality
Various
legal scholars and international instruments define nationality as follows:
- Oppenheim:
"Nationality of an individual is his/her quality of being a subject
of a certain state."
- J.G. Starke:
"Nationality is the most frequent and sometimes the only link between
an individual and a state, ensuring that effect be given to that
individual's rights and obligations in international law."
- ICJ (Nottebohm Case,
1955): Nationality is a "legal bond having at its basis a social
fact of attachment, a genuine connection of existence, interests, and
sentiments."
- European Convention on
Nationality (1997): Defines nationality as the legal bond between an
individual and a state that does not necessarily indicate a person’s
ethnic origin.
Importance of
Nationality
Nationality
plays a fundamental role in both domestic and international law. It is crucial
for individuals, states, and global governance. Some of its key aspects include:
1. Identity and Legal Status
Nationality
provides individuals with a recognized legal identity and status,
distinguishing them from stateless persons. It determines an individual’s
membership in a sovereign state and provides access to state protections and
privileges.
2. Rights and Privileges
Nationality
is the foundation for civil, political, social, and economic rights. It enables
individuals to:
- Obtain a passport and
travel internationally.
- Vote and participate in
democratic governance (in states where nationality equates to
citizenship).
- Access education,
healthcare, and social security.
- Own property and engage
in business transactions.
3. Diplomatic Protection
States
are obligated to protect their nationals abroad under international law. A
national can seek assistance from their government’s consular offices in cases
of legal disputes, wrongful detention, or emergency situations.
- Example: In the
Nottebohm Case (ICJ 1955), Liechtenstein’s claim of diplomatic protection
for Nottebohm was denied because his ties with the state were not
substantial.
4. Basis for State Jurisdiction
Nationality
determines which state has jurisdiction over an individual concerning laws,
taxation, military service, and legal responsibilities. It enables a state to:
- Prosecute its nationals
for crimes committed abroad (extraterritorial jurisdiction).
- Impose income tax
obligations on its nationals residing overseas (e.g., the U.S. global tax
system).
5. Extradition and Refugee Rights
- Many states refuse to
extradite their nationals to foreign jurisdictions, ensuring legal
protection.
- Nationality is crucial in
defining refugee status and asylum-seeking rights under the 1951
Refugee Convention.
During
armed conflicts, nationality determines:
- Whether an individual is
considered an enemy national.
- The obligations of a
state towards prisoners of war.
- Military service
requirements and obligations of nationals.
7. Right to Enter and Reside in One’s Country
Under
international human rights law, individuals have the inalienable right to enter
and reside in their country of nationality.
- ICCPR (Article 12):
“No one shall be arbitrarily deprived of the right to enter his own
country.”
- Example: Many
countries repatriate their nationals in times of crises, such as wars and
pandemics.
8. Prevention of Statelessness
Nationality
prevents individuals from becoming stateless, which would leave them vulnerable
to:
- Lack of legal rights and
protections.
- Inability to access basic
services such as healthcare and education.
- Risk of deportation or
discrimination.
9. International Recognition and Mobility
A
recognized nationality facilitates:
- Employment and migration
opportunities in foreign countries.
- Acquisition of visas,
residence permits, and work authorization abroad.
- Participation in international organizations and treaties.
Nationality is a fundamental concept that defines an individual's legal identity and affiliation with a state. It plays a crucial role in ensuring rights, protection, and international recognition. Challenges such as statelessness, arbitrary deprivation of nationality, and dual nationality issues continue to shape international discussions on nationality laws. The importance of nationality extends beyond individual benefits, as it is essential for state sovereignty, governance, and diplomatic relations.
MODES OF ACQUIRING AND LOSING
NATIONALITY
I. Introduction
Nationality is the legal bond between an individual and a
state, signifying a permanent allegiance. It determines
rights, duties, and diplomatic protection. Nationality plays a key role in state
jurisdiction, political rights, and diplomatic protection under
international law.
A. Definition
- ICJ in Nottebohm
Case (1955):
- Defined
nationality as a “legal bond based on a genuine
connection of existence, interests, and sentiments.”
- European
Convention on Nationality (1997, Article 2):
- Nationality "does not indicate the person’s ethnic origin but
rather the legal relationship between an individual and a state."
- Oppenheim’s
Definition:
- “Nationality of an individual is his or her quality of
being a subject of a certain state.”
- J.G. Starke’s
Definition:
- Nationality is the most frequent and sometimes the only
link between an individual and a state, ensuring that effect be given to
that individual's rights and obligations in international law.
II. Historical Background
- Ancient and
Medieval Periods: Allegiance was based on feudal loyalty rather
than nationality.
- 18th and 19th
Centuries: The modern concept of nationality evolved with
nation-states and codified laws.
- 20th Century:
The rise of human rights laws (e.g., UDHR, 1948) linked
nationality to fundamental rights.
- Modern
International Law: Focuses on preventing statelessness,
regulating dual nationality, and limiting arbitrary
deprivation.
III. Modes of Acquiring
Nationality
1. Ex Lege (By Operation of Law)
Nationality is automatically granted by law based on birth or
descent.
A. Jus Soli (Right of the Soil)
- Grants nationality based
on birthplace.
- Examples:
- United
States – The 14th Amendment grants automatic nationality to anyone
born on U.S. soil.
- Canada,
Brazil – Follow Jus Soli with limited exceptions.
- Nepal (Before
1990) – The Citizenship Act 2006 allows citizenship to those born
before April 1990 in Nepal.
- Case Law:
- United States v. Wong Kim Ark (1898): The U.S.
Supreme Court ruled that a child born in the U.S. to foreign parents was
a U.S. citizen under Jus Soli.
B. Jus Sanguinis (Right of Blood)
- Grants nationality based
on descent.
- Examples:
- Germany,
Italy, Japan – Grant nationality if at least one parent is a
national.
- Nepal
– Allows Jus Sanguinis but restricts it for children born to Nepali
mothers and foreign fathers (Articles 14, 15 of the Constitution).
- Case Law:
- Chhabi Peters v. District Administration Office, Kathmandu
(NKP 2049, Vol. 5, p. 444) – Nepal’s Supreme Court denied
nationality to children of a Nepali mother and a foreign father.
2. Naturalization
Nationality is acquired through a formal legal process.
A. By Residence
- A person becomes a
national after a specific period of residence.
- Example:
- United
Kingdom: Grants nationality after 5 years of residence.
- Nepal:
Allows naturalization but restricts foreign men married to Nepali women
from acquiring citizenship easily.
- Case Law:
- Nottebohm Case (1955) – Nottebohm’s
Liechtenstein nationality was denied by ICJ due to lack of genuine
connection.
B. By Marriage
- Some states allow foreign
spouses to obtain nationality.
- Examples:
- France:
Grants nationality after 3 years of marriage.
- Nepal:
Grants nationality to foreign wives of Nepali men but not vice versa.
C. By Economic Investment
- Some states allow
nationality in exchange for investment.
- Examples:
- Malta:
Grants nationality under its Individual
Investor Programme.
- Cyprus,
St. Kitts and Nevis: Provide "Golden Passport"
schemes.
D. By Declaration of Allegiance
- A person acquires
nationality by pledging allegiance to a state.
- Example:
- United
States: Requires a naturalization oath to
complete the process.
E. By Honorary Citizenship
- States grant honorary
nationality for outstanding contributions.
- Example:
- Nelson
Mandela – Received honorary Canadian citizenship.
3. Territorial Changes
- Nationality is affected
by political changes.
A. By Subjugation
- If a state annexes
territory, residents may acquire the new nationality.
- Example:
- The annexation of Crimea
by Russia (2014) led to automatic Russian nationality for
residents.
B. By Cession
- If a state transfers a
territory, citizens acquire the new nationality.
- Example:
- Hong
Kong’s transfer from Britain to China (1997) changed residents'
nationality.
C. By Option
- When a state splits,
people can choose nationality.
- Example:
- India-Pakistan
Partition (1947) – People had the option to choose their
nationality.
IV. Modes of Losing Nationality
1. Ex Lege Termination
- Automatic loss of
nationality by law.
- Example:
- Nepal,
India – Nationality is lost if a citizen acquires
another nationality.
2. Voluntary Renunciation
- Individuals formally give
up nationality.
- Example:
- U.S.
allows renunciation before a consulate.
3. Involuntary Termination
- State revokes
nationality for serious offenses.
- Examples:
- Fraud in
naturalization
- Treason or
terrorism
- International
Protection:
- UDHR
(1948, Article 15): Prohibits arbitrary deprivation
of nationality.
- Statelessness
Convention (1954): Protects individuals from losing all
nationality.
4. Expiration
- Some states cancel
nationality if a person stays abroad too long.
- Example:
- Denmark
– Revokes nationality after prolonged absence.
V. Statelessness and International
Protections
A. Causes of Statelessness
- Conflicting
nationality laws.
- Discriminatory
laws (e.g., gender-based restrictions).
- State succession
(e.g., breakup of the Soviet Union).
- Arbitrary
revocation (e.g., Myanmar’s Rohingya crisis).
B. Key International Conventions
- 1954 Convention
Relating to the Status of Stateless Persons – Protects stateless
individuals.
- 1961 Convention on
the Reduction of Statelessness – Requires states to prevent
statelessness.
C. Case Law
- Sabina Damai v. CDO, Dolakha (2011) – Nepal’s SC ruled that children of unknown fathers can get citizenship through the mother.
Nationality is essential for legal identity, political rights, and state protection. States must balance sovereignty with human rights to prevent statelessness and arbitrary deprivation. The Nottebohm case, UDHR, and Statelessness Conventions reinforce the principle of genuine connection in nationality laws.
STATELESSNESS AND DOUBLE
NATIONALITY: A COMPREHENSIVE ANALYSIS
I. Introduction
Nationality is essential for legal identity, state protection, and
human rights. However, some individuals lack a nationality
(stateless persons), while others hold multiple nationalities
(dual or multiple nationals). Both conditions raise legal and
diplomatic complexities in international law.
- Statelessness
refers to individuals who are not recognized as nationals by any
state.
- Double Nationality
(or Dual/Multiple Nationality) occurs when a person simultaneously
holds the nationality of two or more states.
II. STATELESSNESS
1. Definition and Concept
According to the 1954 Convention Relating to the Status of Stateless
Persons, a stateless person is:
“A person who is not considered as a national by any state under
the operation of its law.”
Thus, stateless individuals lack the basic rights
associated with nationality, such as legal identity, political rights,
employment, healthcare, and freedom of movement.
- De Jure Statelessness:
Individuals who legally have no nationality under any
state’s law.
- De Facto
Statelessness: Individuals who have a nationality on
paper but cannot exercise the rights associated
with it (e.g., Rohingya in Myanmar).
2. Causes of Statelessness
1. Conflict
of Nationality Laws
- Different states apply
different nationality laws (e.g., Jus Soli vs. Jus
Sanguinis) leading to stateless children.
- Example:
A child born in a Jus Soli country (e.g., U.S.) to
parents from a Jus Sanguinis country (e.g., Japan) that
does not recognize nationality by descent may be stateless
if neither country grants nationality.
2. State
Succession and Dissolution
- When states break
up or territories shift, some people lose their nationality.
- Example:
- Soviet
Union Dissolution (1991) left thousands stateless as newly
independent states did not automatically grant nationality to
former Soviet citizens.
- Tibetans
and Sikkimese lost their nationality when China and India
annexed these territories.
3. Arbitrary
Deprivation of Nationality
- Governments
sometimes strip individuals of their nationality due to political,
racial, or ethnic discrimination.
- Example:
- Rohingya
Crisis (Myanmar) – Myanmar's 1982 Citizenship Law
revoked Rohingya nationality, rendering them stateless.
- Palestinians
– Many lost nationality after the creation of Israel in
1948.
4. Gender
Discrimination in Nationality Laws
- Some countries do not
allow women to pass nationality to their children, leading to statelessness
if the father’s nationality is unknown or denied.
- Example:
- Nepal:
Until 2006, a Nepali woman married to a foreigner could
not pass citizenship to her child.
5. Loss
or Renunciation of Nationality without Another in Place
- Some individuals renounce
nationality (e.g., to become naturalized elsewhere) but fail
to acquire a new one, leaving them stateless.
3. International Legal Framework on Statelessness
A. 1954 Convention Relating to the
Status of Stateless Persons
- Provides legal
protections to stateless persons, including:
- Right to identity
documents and travel papers.
- Right to employment,
education, and access to courts.
- Non-discrimination
principle.
B. 1961 Convention on the
Reduction of Statelessness
- Aims to prevent
and reduce statelessness, requiring states to:
- Grant nationality
to children born stateless on their territory.
- Prevent arbitrary
deprivation of nationality.
C. Universal Declaration of Human
Rights (1948, Article 15)
- Declares that:
- "Everyone has the right to a nationality."
- "No one shall be arbitrarily deprived of their
nationality."
D. International Covenant on Civil
and Political Rights (ICCPR, 1966)
- Article 12:
Protects the right of individuals to enter their own country,
preventing stateless persons from being denied re-entry.
4. Case Law on Statelessness
1. Chhabi Peters Case (Nepal, 2049
B.S.)
- Issue:
Nepali mother’s children denied citizenship because their father was a
foreigner.
- Ruling:
The Supreme Court denied nationality, reinforcing Nepal’s
patrilineal citizenship policy.
2. Sabina Damai v. CDO, Dolakha
(2011, Nepal Supreme Court)
- Issue:
Stateless children of mothers who cannot identify the father.
- Ruling:
Court allowed nationality through the mother, marking a
progressive shift in Nepalese law.
3. Nottebohm Case (ICJ, 1955)
- Issue:
Friedrich Nottebohm, a German-born businessman, was denied Liechtenstein
nationality because he lacked a genuine connection
to the country.
- Ruling:
Nationality must be based on a genuine link; arbitrary
nationality grants do not hold in international law.
III. DOUBLE NATIONALITY (DUAL OR
MULTIPLE NATIONALITY)
1. Definition
Dual nationality occurs when an individual is legally recognized as a national
of two or more states simultaneously.
2. Causes of Double Nationality
1. Jus
Soli vs. Jus Sanguinis Conflict
- A child born in a
Jus Soli country (e.g., U.S.) to Jus Sanguinis parents
(e.g., Italy) may acquire dual nationality.
2. Marriage
- Some states
automatically grant nationality to spouses, creating
dual nationality.
- Example:
A French citizen marries a Mexican citizen; both
countries recognize them as nationals.
3. Naturalization
- Some individuals retain
their original nationality while acquiring a new one.
- Example:
A Nepali moves to the U.S., becomes an American citizen,
but Nepal does not allow dual nationality, leading to a loss of
Nepali nationality.
4. State
Succession
- After the
dissolution of a state, some people retain multiple nationalities.
- Example:
Hong Kong residents retained British Nationality
Overseas (BNO) status while also becoming Chinese citizens in
1997.
3. Legal Aspects of Dual Nationality
A. Hague Convention on Conflict of
Nationality Laws (1930)
- Encourages states
to avoid dual nationality conflicts.
- Article 5:
A third state can choose to recognize only one nationality.
B. European Convention on
Nationality (1997)
- Allows dual
nationality in cases of birth or marriage.
C. U.S. v. Bhagat Singh Thind
(1923)
- Issue:
Whether an Indian immigrant could claim U.S. nationality
while retaining Indian nationality.
- Ruling:
Dual nationality was not recognized at that time.
4. Challenges of Double Nationality
- Double Taxation
– Citizens may be taxed in both countries.
- Military Service
Conflicts – Some states require compulsory military
service.
- Political Conflicts – Some states restrict dual nationals from holding office.
Both statelessness and dual nationality pose legal challenges in international law. While stateless persons face human rights violations, dual nationals face conflicts of obligations between states. International law aims to reduce statelessness while balancing state sovereignty in nationality matters.
ALIENS, THEIR STATUS, AND EXPULSION: A DETAILED ANALYSIS
I. Introduction
An alien is a person who is not a national
of the country in which they are residing. Aliens include foreign
workers, tourists, refugees, asylum seekers, and stateless individuals.
- Definition:
- Oppenheim: "An
alien is any individual who does not possess the nationality of the state
in which they are residing."
- Vienna
Convention on Consular Relations (1963): Recognizes aliens
as persons living in a foreign state with legal protections under
international law.
- Types of Aliens:
- Resident
Aliens – Foreign nationals living permanently in another country
(e.g., Green Card holders in the U.S.).
- Non-Resident
Aliens – Individuals present for a short duration (e.g.,
tourists, students).
- Enemy
Aliens – Nationals of an opposing country during wartime.
- Illegal
Aliens – Individuals residing without legal permission (e.g.,
undocumented immigrants).
II. Status of Aliens Under
International Law
Aliens have certain rights and obligations under both international
and domestic law. However, these rights are not absolute and are often
limited compared to nationals.
1. Rights of Aliens Under International Law
A. Universal Declaration of Human
Rights (UDHR, 1948)
- Article 13
– Aliens have the right to freedom of movement.
- Article 14
– Aliens have the right to seek asylum from persecution.
B. International Covenant on Civil
and Political Rights (ICCPR, 1966)
- Article 2
– Aliens must be granted equal protection before the law.
- Article 13
– Prohibits arbitrary expulsion without due process.
C. International Labour
Organization (ILO) Conventions
- Protect migrant
workers and ensure equal pay and working conditions.
D. Vienna Convention on Diplomatic
Relations (1961) and Consular Relations (1963)
- Grants special
protections to diplomatic personnel and foreign consuls.
2. Rights of Aliens Under National Laws
- Civil Rights:
Many countries grant civil liberties to aliens, such as property
ownership and business rights.
- Economic Rights:
Some states allow aliens to work, but restrictions apply
in government jobs.
- Political Rights:
Aliens generally cannot vote or hold public office.
Case Law: Fong Yue Ting v. United
States (1893, U.S. Supreme Court)
- Issue:
Chinese laborers challenged the U.S. government's power to deport them
under the Chinese Exclusion Act.
- Ruling:
The U.S. had absolute power to expel aliens, reaffirming sovereignty
over immigration matters.
III. Obligations of Aliens
Aliens are subject to national laws and must:
- Obey the laws of
the host country.
- Pay taxes
if applicable.
- Not engage in
activities against national security.
- Respect cultural
norms and customs.
Failure to comply may result in penalties, deportation, or denial of
entry.
IV. Expulsion of Aliens
1. Definition and Concept
- Expulsion refers to the forcible
removal of an alien from a state’s territory.
- Expulsion is a sovereign
right of states but must comply with international legal
standards.
2. Legal Framework for Expulsion of Aliens
A. ICCPR (1966, Article 13)
- Expulsion must
follow due process.
- Prohibits mass
expulsions.
B. European Convention on Human
Rights (ECHR, 1950)
- Article 3
– Prohibits expulsion to a country where the alien may face
torture or inhuman treatment.
- Article 8
– Protects family life, restricting expulsion in cases
where it may violate human rights.
C. Convention Against Torture
(1984, Article 3)
- Prohibits deportation
to a country where torture is likely.
3. Grounds for Expulsion
States may expel aliens for:
- Illegal Entry or
Overstaying a Visa – Deportation of undocumented immigrants.
- National Security
Threats – Espionage, terrorism, or inciting violence.
- Criminal Activities
– Involvement in drug trafficking, fraud, or violent crimes.
- Economic Burden
– Expulsion of individuals who become a burden on public resources.
Case Law: Chahal v. United Kingdom
(1996, European Court of Human Rights)
- Issue:
UK tried to deport a Sikh activist to India on national security grounds.
- Ruling:
The ECHR ruled against expulsion, citing risk of
torture in India.
4. Due Process in Expulsion
International law requires procedural safeguards in
expulsion cases:
- Right to a fair
hearing.
- Right to legal
representation.
- Right to appeal
against deportation orders.
Case Law: Soering v. United
Kingdom (1989, European Court of Human Rights)
- Issue:
Germany sought the extradition of a German citizen from the UK to the
U.S., where he faced the death penalty.
- Ruling:
The ECHR blocked extradition, citing inhuman
treatment concerns.
5. Mass Expulsions and Arbitrary Expulsions
- Mass expulsion
refers to the collective removal of aliens without
individual assessments.
- Arbitrary
expulsion occurs when aliens are removed without valid
legal justification.
Case Law: Guinea Expulsions Case
(ECOWAS Court, 2018)
- Issue:
Guinea expelled thousands of ECOWAS nationals without due
process.
- Ruling:
ECOWAS Court ruled that mass expulsions violated human rights.
6. Special Protections Against Expulsion
A. Refugees and Asylum Seekers
- 1951 Refugee
Convention (Article 33: Non-Refoulement Principle)
- Prohibits expulsion
of refugees to a country where they face persecution.
B. Stateless Persons
- 1954 Convention
Relating to the Status of Stateless Persons
- Prohibits
arbitrary expulsion without due process.
C. Diplomatic and Consular
Protections
- Under the Vienna
Convention on Diplomatic Relations (1961), diplomats cannot
be expelled without declaring them persona non grata.
V. Contemporary Issues in the
Expulsion of Aliens
1. U.S.
Immigration Policies
- Trump’s
Executive Orders on deportation increased the removals of illegal
immigrants.
- Biden
Administration introduced protections for DACA (Deferred
Action for Childhood Arrivals) recipients.
2. European
Migrant Crisis
- Mass deportations
of Syrian refugees raise concerns under EU human
rights laws.
3. China’s
Expulsion of Foreign Journalists (2020)
- Expelled Western
journalists for alleged interference in domestic affairs.
4. India’s
NRC (National Register of Citizens) and Rohingya Expulsions
- India is accused of expelling stateless Rohingya refugees, violating international norms.
- Aliens
have legal rights under international and
national laws, but their status remains precarious.
- Expulsion is a
sovereign right but must comply with human rights norms.
- International law prohibits arbitrary and mass expulsions, ensuring due process and non-refoulement protections.
ASYLUM AND STATUS OF REFUGEES: A COMPREHENSIVE ANALYSIS
I. INTRODUCTION
A. Definition of Asylum
Asylum is the protection granted by a state to a foreign
individual who has fled persecution, war, or serious harm in their home
country.
- Universal
Declaration of Human Rights (UDHR, 1948, Article 14(1)):
- “Everyone has the right to seek and to enjoy in other
countries asylum from persecution.”
- J.G. Starke:
- Asylum involves two
elements:
- Shelter
and protection beyond temporary refuge.
- Active
steps by the host country to protect the individual.
B. Definition of a Refugee
- 1951 Refugee Convention (Article 1A(2)):A refugee is someone who:
- "Owing to a well-founded fear of being persecuted for
reasons of race, religion, nationality, membership of a particular social
group, or political opinion, is outside the country of his nationality
and is unable or, owing to such fear, unwilling to avail himself of the
protection of that country."
Thus, all refugees are asylum seekers, but not all asylum
seekers are refugees.
C. Key Differences Between Asylum Seekers and Refugees
Criteria |
Asylum Seeker |
Refugee |
Legal Status |
Individual awaiting refugee status determination |
Recognized under the 1951 Refugee Convention |
Protection |
Temporary protection until claim is processed |
Full protection under international law |
Process |
Must apply for asylum in host country |
Often processed by UNHCR before relocation |
II. TYPES OF ASYLUM
1. Territorial Asylum
- Granted when an individual
is physically present in the host country.
- Examples:
- Dalai Lama
(India, 1959) – Fled Tibet after China’s annexation.
- Edward
Snowden (Russia, 2013) – Sought asylum to avoid U.S.
prosecution.
2. Diplomatic (Extra-Territorial) Asylum
- Granted within an
embassy, consulate, or foreign military base.
- Case Law: Asylum
Case (Colombia v. Peru, ICJ 1950)
- Issue:
Colombia granted asylum to a Peruvian opposition leader inside its
embassy in Lima.
- Ruling:
ICJ ruled that Peru was not obligated to grant safe passage
since there was no binding custom.
3. Political Asylum
- Given to individuals
persecuted for political beliefs.
- Example:
- Julian
Assange (Ecuador, 2012–2019) – Granted asylum in the Ecuadorian
embassy in London.
4. Temporary Humanitarian Asylum
- Given in cases of natural
disasters, armed conflicts, or generalized violence.
- Example:
- Syrian
refugees were given temporary protection status in
Turkey.
III. INTERNATIONAL LEGAL FRAMEWORK
FOR ASYLUM AND REFUGEES
1. 1951 Refugee Convention and 1967 Protocol
The cornerstone of international refugee protection.
·
Non-Refoulement Principle (Article 33):
- Prohibits
returning refugees to countries where they face persecution or
serious harm.
- Case Law:
Chahal v. UK (ECHR, 1996)
- Issue:
UK attempted to deport a Sikh activist to India on security grounds.
- Ruling:
ECHR ruled that non-refoulement is absolute, even for
security threats.
·
Rights of Refugees:
- Right to non-discrimination
(Article 3).
- Right to freedom
of movement (Article 26).
- Right to employment
and education (Articles 17, 22).
2. Other International Conventions
- Universal
Declaration of Human Rights (UDHR, 1948, Article 14) – Recognizes
asylum as a human right.
- International
Covenant on Civil and Political Rights (ICCPR, 1966, Article 12)
– Protects refugees from arbitrary deportation.
- Convention
Against Torture (CAT, 1984, Article 3) – Prohibits the expulsion
of individuals to states where they might face torture.
- Regional
Agreements:
- EU
Qualification Directive (2011) – Establishes common
standards for refugee status in EU countries.
- OAU
Convention (1969, Africa) – Expands refugee definition to include
external aggression and occupation.
- Cartagena
Declaration (1984, Latin America) – Includes generalized
violence as a ground for refugee status.
IV. REFUGEE STATUS DETERMINATION
(RSD) PROCESS
1. Definition of RSD
Refugee Status Determination (RSD) is the legal and
administrative process through which governments or UNHCR
determine whether an asylum seeker qualifies as a refugee
under international law.
2. Steps in RSD Process
- Registration and
Filing a Claim
- Pre-Screening and
Interviews
- Evidence Assessment
- Decision on
Refugee Status
3. Case Law on RSD
- Soering v. United
Kingdom (ECHR, 1989) – Blocked
extradition due to risk of inhuman treatment.
- Karanakaran v.
Secretary of State for the Home Department (UK, 2000) – "Real risk" is enough for RSD; certainty is not
required.
V. CHALLENGES FACED BY REFUGEES
AND ASYLUM SEEKERS
- Refoulement
(Forced Return to Danger) – Rohingya refugees deported from India
to Myanmar (2019).
- Statelessness
– Nepal’s patrilineal citizenship laws left many children stateless.
- Border Detention
and Poor Living Conditions – EU Migrant Crisis (2015).
- National Security
Concerns – U.S. Travel Ban (2017).
VI. STATE RESPONSIBILITY TOWARD
REFUGEES
- Admitting and
Processing Refugee Claims
- Ensuring
Non-Refoulement
- Providing Basic
Rights (education, healthcare, work permits)
- Finding Durable
Solutions
- Voluntary
Repatriation – Safe return to home country.
- Local
Integration – Granting nationality in host country.
- Resettlement
– Relocation to a third country.
VII. CONTEMPORARY REFUGEE CRISES
- Syrian Refugee
Crisis – 6 million displaced due to civil war.
- Afghanistan
Refugee Crisis – Taliban takeover (2021).
- Rohingya Crisis
(Myanmar-Bangladesh) – 700,000+ Rohingya fled persecution to
Bangladesh.
CONCLUSION
- Asylum and
refugee protection are fundamental human rights issues
under international law.
- Refugee Status
Determination (RSD) is critical for legal protection and
non-refoulement.
- States must balance sovereignty
and security with humanitarian responsibilities.
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